AVP - Depository Participant

☞ RiverForest Connections LLC.

View: 111

Update day: 06-05-2024

Location: Mumbai Maharashtra Mumbai Suburbs

Category: Other

Industry: Information Technology Services Banking Financial Services

Position: Associate

Job type: Full-time

Salary: View Detail

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Job content

Roles And Responsibilities

Position Purpose

To manage complete DP operations along with well-versed knowledge of KYC guidelines of NSDL and SEBI and Demat account opening.

Direct Responsibilities
  • Experience in managing all DP Operations including Account Opening, KRA upload and DIS processing
  • Well versed with KYC guidelines of NSDL and SEBI and Demat account opening for all types of Foreign and Local Clients.
  • Well versed with AML checkpoints and other NSDL audit requirements.
  • Liaising with market participants (Regulatory bodies, exchanges, brokers, DPs etc) and internal stakeholders for smooth functioning

Contributing Responsibilities
  • Perform BCP/DRS tests on a regular basis
  • Interaction with DP back-office vendor
  • Handling audits - regulatory, internal, statutory, concurrent audit, NSDL audit etc.
  • Other ad-hoc duties as may be required from time to time as per DP regulations and internal policies
Technical & Behavioral Competencies
  • Team player.
  • Client focused
  • Quality-driven.
  • Pro-active
  • Excellent Communication skills
  • Logical approach
  • Keen to work in a multi-cultural environment
  • Self-motivated, with a strong sense of initiative
Specific Qualifications

NISM Series VI: Depository Operations Certification Examination

Education Level

Bachelor Degree or equivalent

Experience

Level

At least 10 years

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This job is provided by Shine.com
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Deadline: 20-06-2024

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