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Manager - Compliance
Aussicht: 101
Update Tag: 30-05-2024
Ort: Mumbai Maharashtra
Kategorie: Finanzen / Bank / Aktien
Industrie:
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Jobinhalt
The role requires the employee to execute the tasks allotted by the reporting manager(s), in relation to the following compliance areas:Regulatory updates, IRDAI reporting and implementation- Review regulatory updates, timely and accurate regulatory reporting and regular tracking and implementation of regulatory requirements
Advisory role including agreement, process and advertisement reviews- Providing advisories to stakeholder on various regulatory aspects relating to processes and agreements etc.
Compliance Monitoring/ Certification- Ensuring monitoring and risk mitigation through various tools like self- certification, reviews if any, etc.
Regulatory engagement- Engaging with regulators through representations, draft responses and notes on various subjects etc.
Management engagement- Engaging with management on certain requirements and escalations, preparing presentations etc.
IRDAI correspondence management, SOX compliance and other projects- Recording the to and fro correspondence with IRDAI, ensuring compliance to SOX and other projects as identified from time to time
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Frist: 14-07-2024
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