Senior Analyst - KYC

☞ eClerx Services Ltd.

Ver: 103

Día de actualización: 06-05-2024

Ubicación: Pune Maharashtra

Categoría: Finanzas / Banco / Acciones Seguros

Industria: Financial Services

Posición: Legal Officer

Tipo de empleo: Full Time, Permanent

Experiencia: 2 - 5 years

Loading ...

Contenido de trabajo

Recruiter : Steffi Gard

Phone number : 8208556605


FINANCIAL MARKETS:


Senior Analyst Position


The KYC department responsible for opening, amending, reviewing and exiting clients according to established policies and procedures. The KYC should also review clients transactions to detect and report either proposed or completed unusual transactions.


Need candidates who are into end to end KYC (international banks/clients)


Performing the due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients;

  • Thoroughly and succinctly document the research and analysis related to the financial activity and related entities of Clients, for an audience that includes Management, Regulators, Internal Audit, Senior Managers and Internal Compliance;
  • Periodically evaluate existing Clients according to established policies and procedures;
  • Periodical review of KYC records as to completeness, including verifying that due diligence has been performed and that CBC (due diligence) standards are complied with; also that the files and risk assessments are current and up to date;
  • Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file;
  • Process entries to open/close clients account on our KYC / Related Parties and CDD database, and instruct Client Desk to open/close the accounts on account level in Equation where applicable;
  • Maintain continuous contact with customer in order to keep customer file updated;
  • Process amended client records on our KYC / RP and CDD database;
  • Communicate effectively and efficiently with relevant internal and external parties to obtain KYC documents;
  • Have a thorough understanding of clients business and related parties in order to monitor clients activities for unusual transactions;
  • Perform further investigation on identified suspicious client and clients transactions and report to KYC compliance officer;
  • Responsible for a good understanding of CBCs due diligence regulations, policies and procedures;

IMPORTANT QUESTIONS YOU SHOULD KNOW:


  • Specific projects which may rise from time to time
  • Which jurisdiction do you cover KYC for ?
  • Can you name few regulators from US
  • What are factors that drive risk rating of entity
  • What type of entities do you work on?
  • DO you guys do adverse media?
  • Which controlling parties do you cover
  • What is the % drill down required to captured ownership
  • What is the information sourced from registry
  • Name few regulators from Canada
  • Factors used for adjudication


should be open for Night shifts also


location: Pune



Loading ...
Loading ...

Plazo: 20-06-2024

Haga clic para postularse como candidato gratuito

Aplicar

Reporte trabajo
Loading ...
Loading ...

TRABAJOS SIMILARES

Loading ...
Loading ...