Financial Crime Prevention Periodic KYC Review Analyst

☞ UBS

Visualizza: 101

Giorno di aggiornamento: 20-05-2024

Località: Mumbai Maharashtra

Categoria: Mezza giornata

Industria:

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Contenuto del lavoro

India
Compliance, Risk
Group Functions

Job Reference #

277583BR

City

Mumbai

Job Type

Full Time

Your role

Do you want to prevent criminals from abusing the financial and legislative systems? Are you the type who likes to do the right thing? Do you know how to maintain independence and objectivity?

We are looking for someone who can:
  • assist UBS in the fight against money laundering, fraud, corruption and terrorist financing
  • ensure enhanced due diligence is conducted on existing and new clients in accordance with Firm Customer Identification Program policies and the USA PATRIOT Act for predominantly international clients and sensitive domestic clients such as PEPs or those associated with high risk industries or countries
  • communicate effectively and maintain relationships with the branch network and Senior Management regarding KYC documentation, clarification of structures and content of account requests
  • identify gaps in policies and processes and liaise as necessary with the team, other business units and stakeholders to resolve the issue
  • proactively assess areas for process improvement and propose/implement changes as needed
  • perform root cause analysis to identify control issues and track trends
  • complete UBS’s annual BSA/AML/OFAC training
  • escalate unusual or suspicious activity

Your team

As a FinCrime PKR Analyst, you will be working with the Americas Financial Crime Prevention Team alongside a team of analysts in Mumbai. Our role is to assist UBS in the fight against money laundering, fraud, corruption and terrorist financing.

Your expertise

  • 4-year college degree or international equivalent
  • ideally 1+ years of AML experience with a broker dealer / financial services / wealth management firm
  • strong knowledge of AML laws and regulations including but not limited to the Bank Secrecy Act and the USA PATRIOT Act
  • knowledge of LexisNexis, Factiva, World-Check, case management systems, and/or various compliance related systems
  • excellent verbal/written skills and advanced technology skills
  • fluent in Spanish, Portuguese, Mandarin, or Cantonese is an advantage
  • certified Anti-Money Laundering Specialist (ACAMS) certification is preferred but not required
  • able to provide practical solutions and prioritize a diverse workload with multiple deadlines
  • result-oriented and assertive (you don’t shy away from challenging situations)
  • detail-oriented with the ability to multi-task and change directions based on business demands
#LI-SS1

About us

UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

How we hire

This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it’s our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Financial Crime Prevention Periodic KYC Review Analyst | UBS - Experienced professionals - job boards
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Scadenza: 04-07-2024

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