Company Secretary Finalist / CS Articles

☞ Lakshmishree Investment and Securities Private Limited

전망: 100

갱신일: 31-05-2024

위치: Varanasi Uttar Pradesh

범주: 행정 / 임원 / 보조원

산업: Financial Services

수평: Mid-Senior level

직업 종류: Full-time

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작업 내용

We seek a Compliance Executive to ensure that our operations and business transactions follow all relevant legal and internal rules. You will also review employees’ work and provide advice on compliance. To succeed in this role, you should be a reliable professional who is not afraid to speak their mind and stand by their decisions. You should be familiar with risk management and our industry’s standards. We’d like to meet you if you also have sharp business acumen. Your goal will be to ensure we operate legally and ethically while meeting our business objectives.

Eligibility: C.S. certification is a must.

Work Experience Required: Fresher

• Responsible for company affairs.

• Represent the company in legal matters.

• Provide legal and compliance perspectives to business.

• Managing compliance aspects.

• Information memorandum.

• SEBI / BSE / NSE guidelines.

• Company law issuance.

• Compliance management.

• Periodic submission to the broking and DP compliance and operation team.

• Provide support primarily on regulatory compliance - covering Banking, Lending/NBFC, Investment Advisory/ Portfolio Management, Stock Broking Regulations (guidelines/ circulars/ notifications) as well as secondary support on Financial Crime Compliance (AML, Sanctions, etc.) matters

• Program manage various audits (including regulatory audits), work with the team for remediation efforts and liaise with Auditors, Regulators and External Consultants in that regards

Drafting compliance policy

Working days: Monday to Friday ( 8:30 am to 6 pm), Saturday (9.30 am to 5.30 pm)

Share your CV at career@lakshmishree.com

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마감 시간: 15-07-2024

무료 후보 신청 클릭

대다

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