Associate - Wealth Management - GPB Advisor (Doc Specialist) - Bangalore - Pipeline

JP Morgan Introduction:
J.P. Morgan is a leading global financial services firm, established over 200 years ago:

• We are the leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management.
• We have assets of $2.5 trillion and operations worldwide
• We operate in more than 100 markets.
• We have more than 243,000 employees globally.

Our wholesale businesses include J.P. Morgan’s Asset Management, Commercial Banking and the Corporate & Investment Bank which provide products and services to corporations, governments, municipalities, non-profits, institutions, financial intermediaries and high-net worth individuals and families.
Our corporate functions support the entire organization and include the following functions: Accounting, Audit, Finance, Human Resources, Operations, and Technology.
J.P. Morgan in India provides a comprehensive range of Corporate & Investment Banking, Commercial Banking, Asset & Wealth Management, and corporate functions services and solutions to our clients, executing some of the most important financial transactions and providing essential strategic advice to our clients such as the government, large domestic and multi-national corporations, non-government organizations and financial institutions and investors. India is a key market for JPMorgan Chase globally and our employees in India are a critical part of how we do business globally and are integrated within our businesses. Our Global Service Centers (GSCs) are strategically positioned in Mumbai, Bangalore and Hyderabad to support the firm’s operations regionally and globally. The centers provide comprehensive strategic support across technology and business operations processing to all lines of business and the corporate functions.
Private Bank Description
JPMorgan Chase & Co. is a leading global financial services firm with assets of more than $2.7 trillion, over 240,000 employees and operations in over 60 countries. It operates across four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking and Consumer and Community Banking.
J.P. Morgan Asset & Wealth Management, is a global leader in investment and wealth management. Its clients include institutions, ultra-high-net-worth individuals and retail investors in every major market throughout the world. The division offers investment management across all major asset classes including equities, fixed income, alternatives, multi-asset and money market funds. For individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages and deposits.
J.P. Morgan Private Bank is a global wealth management leader that delivers the highest quality advice, service, capabilities and products to Ultra High Net worth (UHNW) individuals and families around the world. We deliver highly customized and comprehensive solutions to help clients with the many complexities they face by leveraging the commercial and investment banking capabilities of the firm.
Job Responsibilities & Activities
J.P. Morgan Private Bank is a global wealth management leader that delivers the highest quality advice, service, capabilities, and products to ultra-high and high net worth individuals and families in 36 countries around the world. We enjoy relationships with 40% of the individuals on the Forbes Billionaire list making us one of the largest Private Banks worldwide in terms of client assets.
We deliver highly customized and comprehensive solutions to help clients with the many complexities they face by leveraging the capabilities of the firm. Private Banking is involved with every facet of wealth management,
including investments, liquidity and credit management, and tax and estate planning. Our business model focuses on deep client relationships, an integrated team structure and a platform of depth and breadth.
You will work as part of a team of expert client advisors (bankers, global investment specialists, wealth advisors and capital advisors). Candidates must demonstrate an interest and knowledge in financial markets, as well as possess excellent analytical, organizational, attention-to-detail, communication, leadership, teamwork and interpersonal skills. Initiative, enthusiasm and confidence to complete projects are also a must. This role would suit someone who is looking for an entry level position or has some experience in the financial markets. Specific responsibilities include:

• Supervise daily operations with responsibility for the performance of the team on an individual and overall basis
• Implement and monitor strategic plans, and develop goals and strategies that address priority issues related to functional excellence, people, innovation and efficiency
• Stakeholder management - effective communication and regular status reporting to key business stakeholders
• Perform ongoing oversight and provide leadership and subject matter expertise to ensure the execution of a risk based oversight model for the client advisor functions
• Manage capacity and assignment of activities across the team
• Lead "change control" as requirements and priorities shift through planning and execution
• Lead, influence, and motivate cross-functional teams at varying leadership levels to drive execution and delivery
• Provide basic client information management
• Facilitation of timely and accurate completion of projects in hand, KYC records by closely working with KYC team, onshore analysts and bankers.
• Assisting the team in periodic reviews, new account opening document reviews, CDD Lite reviews, various KYC records upliftment and account reviews
• Understanding and implementation of KYC standards, guidelines, policies and procedures
• Handling and maintenance of confidential client documentation
• Collection and verification of confidential client data via publicly available and internal sources
• Understand the firm’s KYC requirements when reviewing missing documentation request received from KYC / OB team and factual documents provided by the client.
• Communicating/escalating issues to management when applicable

Open to learn new process and open to upskill self via cross training and self learning

• Strongly engage with Middle office and /Or middle office and be part of KYC/AML interactions to complete the case as per the timeline
• Proactively identifies opportunities to refine a process and increase operational efficiencies
• Exhibit the highest standards of customer service to our internal and external customers (inclusive of confidentiality)
• Be flexible to work on other migration/remediation projects.
• Ability to guide the team in KYC risk factors and draft the overall risk summary for the client, PEP disposition, Source of Wealth, country of risk & appropriate commentary on other identified risk factors.
• Coordinating with global investment specialists, wealth advisors and capital advisors on client needs, meeting agendas, and managing client follow-up
• Partnering with various functional partners to service clients
• Preparing presentations and materials for various internal stakeholders.
• Personal Attributes & Requirements
• University degree holder (preferably MBA / CFA/CAMS) and / or with 5+ years of professional experience in a similar capacity
• Excellent stakeholder engagements skills
• Has led teams in offshore environment with proven track record
• Excellent stakeholder engagements skills
• Fluency in English required
• PowerPoint and Excel expertise required
• Strong understanding of the needs and sensitivities of client management
• Absolute discretion when dealing with confidential matters
• Able to work under minimal supervision; adaptable to work in demanding environment
• Detail-oriented and results-focused
• Excellent interpersonal skills, both written and oral
• Exceptional follow-up and follow-through skills
• Ability to work under minimal supervision; adaptable to work in demanding environment, work independently and as a team in a fast paced production environment
• Flexibility of operating hours to include overtime, holidays, and weekend testing
• A strong sense of ownership and responsibility
• Strong understanding of the needs and sensitivities of client management
• Absolute discretion when dealing with confidential matters
• Detail-oriented and results-focused
• Excellent interpersonal skills, both written and oral
• Exceptional follow-up and follow-through skillsJPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as any mental health or physical disability needs.