Risk and Control role

☞ Nomura Services

看过: 106

更新日: 06-05-2024

位置: Mumbai Maharashtra

类别: 其他

行业: Investment Banking Venture Capital Private Equity

水平: Other

工作类型: Full Time, Permanent

经验: 2 - 5 years

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工作内容

Roles and Responsibilities:

Monitor the adequacy and effectiveness of the controls in Risk Management and perform periodic review of the end-to-end control framework

Monitor, report and recommend KRIs and KPIs for enhanced control and management reporting purposes

Co-ordinate and work with key stakeholders across Risk Management. This includes but is not limited to Credit Risk, Regulatory Assurance, Global and Credit Policy team, Market Risk, Risk Methodology and Model Validation

Review, monitor and report Data quality metrics, process controls and actions resulting from audit reports, internal review or RCSAs or any other agreed actions

Work closely with the Regulatory Liaison team to design and embed an effective self-assessment process against applicable regulatory standards and help to drive the annual senior management functional attestation process

Carryout periodic assessment to ensure embeddedness of Risk Management policies and procedures in BAU processes

Ensure key risks are identified and included in the relevant risk registers (RCSA). Additionally, challenge and test the Controls for existing risks logged in the RCSA

Work with Global Risk Policy & Governance teams to ensure any potential gaps are properly addressed within the context of the Risk Management policy and procedures framework and develop good understanding of Risk Management policies and procedures

Help undertake reviews and implement solutions involving understanding of multiple risk systems, EUCs or applications like Python, VBA, SharePoint, SQL, Dremio, Power BI, or any other tools


Key skills required:

Understanding of Risk Management either as a Risk Officer or as a consultant for Risk and Regulatory practice, Risk Audit

Prior experience in Banking/Consulting industry with a strong focus on Risk Management

Strong understanding of Risk Management concepts and regulations like Basel III, CRD IV, MiFID, ICAAP, etc

An understanding of risk and control frameworks based upon past experience in Risk & Control team or in Enterprise Risk Management (ERM) or Operational Risk Management (ORM) teams

Product awareness / knowledge of debt / equity trading processes and familiarity across all trading products is beneficial



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最后期限: 20-06-2024

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